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Should You Trust Your Financial Advisor?

Should You Trust Your Financial Advisor?

Looking at just 6 of the 23 categories of disclosure “indicative of advisor misconduct” in the BrokerCheck database overseen by the industry’s “self-regulatory organization,” business school professors at the University of Chicago and the University of Minnesota found that 7% of financial advisors (20% at Oppenheimer & Co.) had been disciplined for misconduct.

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